Top Republican officials at the U.S. Securities and Exchange Commission are poised to begin overhauling the agency's ...
Robinhood recently announced that it’s agreed to pay $45 million in fines to the U.S. Securities and Exchange Commission.
A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request ...
The case sets up an early test of how Trump’s pick to chair the agency — Paul Atkins — would navigate potential clashes with ...
A unit of Bank of Montreal agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it ...
Gary Gensler’s Securities and Exchange Commission (SEC) branded Binance.US “a cauldron of fraud,” and used its power and ...
The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...
The funds are the latest of dozens of Wall Street firms that have paid stiff penalties over the last few years to settle ...