OCC hits USAA with third order in five years; places limits on new ...
Dec 20, 2024 · USAA Federal Savings Bank has been hit with its third cease and desist order from the Treasury Department’s Office of the Comptroller of the Currency in the past five years …
Free CPE Webcasts | Governance, Risk & Compliance | Compliance …
Dec 17, 2024 · Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select …
GRC Conferences, Seminars & Events - Compliance Week
Compliance Week National April 28-30 | Washington, D.C. Back for it's 20th year, join 500+ compliance, ethics, legal, and audit professionals who gather to benchmark best practices and …
How compliance monitoring can create a stronger foundation for …
Nov 15, 2024 · The era of artificial intelligence adoption is testing the old ways of doing compliance, underscoring the need for continuous monitoring. Compliance isn’t a one-and …
Good AI governance starts with proactive, continuous risk …
Nov 21, 2024 · Data governance has become a key concern for companies, especially when the EU AI Act and General Data Protection Regulation have put a premium on handling data …
Teva Pharma to pay $450M to settle kickback, price-fixing …
Oct 11, 2024 · Generic drug giant Teva Pharmaceuticals has agreed to pay $450 million to settle two cases brought by the Department of Justice (DOJ), including one alleging that co-pays it …
Whistleblower: USAA ‘actively lying to regulators for years’ …
May 6, 2022 · Senior executives at USAA ignored warnings from compliance staff and consultants for years regarding multiple violations of U.S. federal banking laws and “intentionally” hid from …
Control and delete: How regulators can shutdown companies’ AI ...
Oct 11, 2024 · Companies are increasingly putting their faith in AI to realize the kind of business benefits that the technology seems to promise, but they are also opening themselves up to …
CPE Webcast: Compliant First AI: Risk Management Best Practices …
Nov 5, 2024 · News Brief SEC issues $63M in fines to dozen firms in ongoing off-channel comms sweep. 2025-01-15T16:24:00Z By Aaron Nicodemus. Twelve more firms have been dinged …
AML - Compliance Week
Jan 16, 2025 · News Brief SEC fines cannabis hedge fund $150K for bogus AML policies, ties to Russian oligarch Abramovich. 2025-01-17T15:49:00+00:00 By Jeff Dale. Cannabis hedge …